Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

…

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 14.6 Carrying on a regulated activity in the United Kingdom

DISP App 3.10 Application: evidential provisions and guidance

PERG 8.10 Types of financial promotion

CASS 6.2 Holding of client assets

IFPRU 1.1 Application and Purpose

ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

PERG 8.2 Introduction

EG 2.2 Case selection and referral criteria

IFPRU 4.7 Internal ratings based approach: loss given default

MIPRU 5.2 Use of intermediaries

COLL 11.6 Winding up, merger and division of master UCITS

PERG 13.2 General

ICOBS 2.1 Client categorisation

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

MCOB 2.7 Application to electronic media and distance communications

MCOB 2A.6 Information free of charge

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

FEES 6.5 Compensation costs