Search Result

501 - 520 of 1109 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose