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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases