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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS