Search Result

221 - 240 of 1113 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals