Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

…

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 3.1 Application

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

DTR 8.2 Approval as a primary information provider

SYSC 4.1 General requirements

COND 1.3 General

CASS 7.19 Clearing member client money sub-pools

SUP 12.1 Application and purpose

PERG 5.12 Link between activities and the United Kingdom

EG 18.1 Cancellation on the FCA’s own-initiative

FEES 3.1 Introduction

DTR 1.1 Application and purpose (Disclosure guidance)

PERG 1.2 Introduction

REC 4.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

GEN 1.3 Emergency

SUP 10C.16 References and accurate information

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme