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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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EG 15.1 Introduction

EG 9.1 Introduction

REC 6.5 FCA decision on recognition

REC 4.9 Disciplinary measures

PERG 2.4 Link between activities and the United Kingdom

CASS 8.3 Records and internal controls

DEPP 8.1 Introduction

SUP 4.4 Appropriate actuaries

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

SUP 3.11 Review of auditor’s client assets report

FEES 6.7 Payment of levies

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 8.37 AIFMD Marketing

REC 6.3 Recognition requirements

PR 1.1 Preliminary

PR 2.5 Omission of information

PERG 9.1 Application and Purpose

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

REC 4.2B Exercise of passport rights by a UK RIE