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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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MAR 8.2 Requirements for benchmark submitters

SYSC 6.3 Financial crime

FEES 7.2 The CFEB levy

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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CASS 10.1 Application, purpose and general provisions

DTR 8.2 Approval as a primary information provider

TC App 6.1 Accredited bodies

CASS 6.2 Holding of client assets

IFPRU 4.6 Internal ratings based approach: probability of default

REC 6.3 Recognition requirements

CASS 7A.2 Primary pooling events

PR 1.1 Preliminary

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation