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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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EG 19.13 The Consumer Protection Co-operation Regulation26

SYSC 5.1 Skills, knowledge and expertise

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 8.37 AIFMD Marketing

IFPRU 4.6 Internal ratings based approach: probability of default

REC 6.3 Recognition requirements

PERG 16.2 What types of funds and businesses are caught?

PR 1.1 Preliminary

PR 2.5 Omission of information

EG 14.2 Choice of powers

LR App 1.1 Relevant definitions

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices