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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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REC 2.2 Method of satisfying the recognition requirements

REC 4.3 Risk assessments for UK recognised bodies

PR 4.2 Third country issuers

PERG 5.12 Link between activities and the United Kingdom

COCON 2.1 Individual conduct rules

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

REC 4.2C Control over a UK RIE

EG 19.22 Decision making under the Payment Services Regulations

REC 4.9 Disciplinary measures

SUP 9.2 Making a request for individual guidance

CASS 10.1 Application, purpose and general provisions

SYSC 10.1 Application

PERG 2.6 Specified investments: a broad outline

EG 20.3 Decision making under the CCA Order

SYSC 18.3 Internal arrangements

SYSC 4.2 Persons who effectively direct the business

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 2.3 Inducements

ICOBS 6.4 Pre- and post-contract information: protection policies