Search Result

261 - 280 of 1676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers