Search Result

141 - 160 of 1798 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability