Search Result

701 - 720 of 1680 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions