Search Result

561 - 580 of 1467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained