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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

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Effective Period

Similar To

REC 4.2F Information gathering power on FCA’s own initiative

PERG 6.3 Background

SUP 1A.2 Introduction

EG 19.6 Regulated Activities Order 2001 (RAO)

SUP 15.6 Inaccurate, false or misleading information

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 10A.16 How to apply for approval and give notifications

COLL 6.13 Record keeping

DEPP 6A.2 Deciding whether to take action

SUP 2.1 Application and purpose

CREDS 3A.4 Insurance against fraud or other dishonesty

BIPRU 14.2 Calculation of the capital requirement for CCR

REC 4.8 The section 298 procedure

EG 10.4 Other relevant powers

PERG 5.5 The regulated activities: dealing in contracts as agent

CASS 5.6 Client money distribution

APER 3.1 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy