Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

CASS 11.11 Records, accounts and reconciliations

SUP 15.4 Notified persons

CASS 7.19 Clearing member client money sub-pools

COLL 11.4 Depositaries

TC App 6.1 Accredited bodies

EG 19.20 Payment Services Regulations 2009

PERG 9.3 The definition

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CREDS 2.1 Application and purpose

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

FIT 1.2 Introduction

SUP 12.2 Introduction

SUP 8.8 Revoking waivers

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

PERG 4.11 Link between activities and the United Kingdom

LR 3.5 Block listing

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation