Search Result

1321 - 1340 of 1545 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction