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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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Similar To

REC 3.14A Operation of a regulated market or MTF

DTR 6.2 Filing information and use of language

ICOBS 1.1 The general application rule

LR App 1.1 Relevant definitions

SYSC 13.1 Application

PR 4.1 Use of languages

FEES 6.5 Compensation costs

SUP 10C.1 Application

PERG 2.6 Specified investments: a broad outline

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 11.8 Changes in the circumstances of existing controllers

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy