Search Result

441 - 460 of 1742 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

PR App 1.1

As Published: 2005

PR App 1.1

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

MCOB 12.6 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 12.6 Business loans and loans to high net worth mortgage customers: tailored provisions

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application