Search Result

1241 - 1260 of 1342 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

APER 1.1A Application

As Published: 2015

APER 1.1A Application

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients