Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

…

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

COLL 4.1 Introduction

LR 9.7A Preliminary statement of annual results, and statement of dividends

BIPRU 9.3 Requirements for originators and sponsors

COBS 19.4 Open market options

COBS 20.1A The with-profits fund

COBS 19.1 Pension transfers, conversions, and opt-outs

TC App 4.1 Appropriate Qualification tables

EG 19.21 The conduct of investigations under the Payment Services Regulations

EG App 3.3 SFO

EG 13.8 Power to apply to court for a provisional liquidator

REC 2A.1 Introduction

IPRU-INV 5.1 Application

COBS 18.8 OPS firms - non scope business

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 15.5 Negative scope/exclusions

PERG 4.16 Mortgage activities

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

REC 3.12 Legal proceedings

COBS 21.2 Rules for firms engaged in linked long-term insurance business