Search Result

981 - 1000 of 1747 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk