Search Result

821 - 840 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval