Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

…

PR App 3.1

As Published: 2005

PR App 3.1

…

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

…

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 16.10 Verification of standing data

SUP 1A.1 Application and purpose

DEPP 6.7 Discount for early settlement

DTR 8.2 Approval as a primary information provider

IFPRU 1.2 Significant IFPRU firm

DEPP 6A.2 Deciding whether to take action

REC 6A.2 Removal of passport rights from EEA market operator

SUP 2.4 'Mystery shopping'

LR 5.4 Restoring listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 9.3 The definition

FEES 5.3 The general levy

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)