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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

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SUP 16.10 Verification of standing data

CASS 1A.2 CASS firm classification

LR 19.4 Continuing obligations

LR 13.5 Financial information in Class 1 Circulars

REC 3.6 Constitution and governance

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FEES 5.3 The general levy

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COCON 4.2 Specific guidance on senior manager conduct rules

PERG 13.3 Investment Services and Activities

PERG 13.6 CRD IV

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 16.2 What types of funds and businesses are caught?

CASS 5.6 Client money distribution

INSPRU 1.2 Mathematical reserves

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS