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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

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EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

As Published: 2016

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

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