Search Result

541 - 560 of 945 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose