Search Result

461 - 480 of 1370 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents