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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

LR 12.4 Purchase of own equity shares

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

CASS 6.1 Application

MCOB 4.4A Initial disclosure requirements

PERG 7.3 Does the activity require authorisation?

SYSC 5.1 Skills, knowledge and expertise

PR 1.2 Requirement for a prospectus and exemptions

IFPRU 6.1 Market risk requirements

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

COLL 6.4 Title and registers

REC 6.3 Recognition requirements

SYSC 9.1 General rules on record-keeping

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

DTR 5.10 Use of electronic means for notifications and filing

LR 12.5 Purchase of own securities other than equity shares

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 13.1 Introduction

REC 2.1 Introduction