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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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PERG 2.8 Exclusions applicable to particular regulated activities

PERG 2.5 Investments and activities: general

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 4.7 Key investor information and marketing communications

EG 7.6 Private warnings

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

REC 3.15 Suspension of services and inability to operate facilities

LR 14.3 Continuing obligations

COLL 2.1 Authorised fund applications

FEES 10.1 Application, purpose and background

SYSC 19D.1 Application and purpose

PERG 13.7 The territorial application of MiFID

BIPRU 2.1 Solo consolidation

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CASS 7A.3 Secondary pooling events