Search Result

281 - 300 of 1439 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COND 1.3 General

As Published: 2013

COND 1.3 General

IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies