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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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