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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

As Published: 2015

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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PERG 14.7 Exemptions

EG 19.22 Decision making under the Payment Services Regulations

BIPRU 12.6 Simplified ILAS

ICOBS 4.1 General requirements for insurance intermediaries

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

COLL 8.6 Termination, suspension, and schemes of arrangement

PR 2.5 Omission of information

COBS 21.2 Rules for firms engaged in linked long-term insurance business

FEES App 1.2 Periodic Fees

COBS 2.1 Acting honestly, fairly and professionally

LR 18.4 Continuing obligations

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts