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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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Similar To

RCB 3.3 Asset pool notifications

SUP 15A.1 Application and notifications under EMIR

FEES 6.4 Management expenses

COLL 7.2 Suspension and restart of dealings

DTR 6.1 Information requirements for issuers of shares and debt securities

MCOB 2.8 Record keeping

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LR 13.6 Related party circulars

SUP 3.6 Firms' cooperation with their auditors

PERG 2.5 Investments and activities: general

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

LR 5.2 Cancelling listing

PERG 4.6 Advising on regulated mortgage contracts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy