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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

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IFPRU 11.5 Intra-group financial support

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

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EG 19.32 The Payment Accounts Regulations 2015

EG 19.9 Electronic commerce activity directions: the FCA’s policy

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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GEN 4.4 Business for retail clients from non-UK offices

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COLL 3.2 The instrument constituting the fund

COCON 1.2 Investments

SYSC 1.1A Application

BIPRU 7.8 Securities underwriting

GEN 1.3 Emergency

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy