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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable