Search Result

421 - 440 of 1501 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act