Search Result

381 - 400 of 1602 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions