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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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