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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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LR 1.1 Introduction

REC 3.8 Financial and other information

FEES 11.1 Application, purpose and background

SYSC 19D.1 Application and purpose

PERG 9.1 Application and Purpose

REC 3.4 Key individuals and internal organisation

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DTR 1.4 Suspension of trading

CONC 1.2 Who? What? Where?

LR 1.2 Modifying rules and consulting the FCA

SUP App 3.3 Background

MAR 9.2 Authorisation and verification

DISP App 1.5 Additional considerations

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

EG 3.1 Introduction

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading