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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading