Search Result

821 - 840 of 1688 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction