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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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MAR 5.6 Reporting requirements

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

CASS 5.1 Application

REC 6.2 Applications

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

SUP 21.1 Form of waiver for energy market participants

CASS 6.2 Holding of client assets

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

PERG 1.2 Introduction

COLL 6.3 Valuation and pricing

PERG 7.7 Post-certification issues

IFPRU 2.2 Internal capital adequacy assessment process

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

REC 3.19 Investigations

EG 19.23 Electronic Money Regulations 2011

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation