Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 2.1 Application and purpose

DEPP 7.2 Interviews

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

FEES 6.7 Payment of levies

SUP 14.6 Cancelling qualification for authorisation

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

LR 13.1 Preliminary

PR 3.2 Filing and publication of prospectus

MCOB 3A.4 Qualifying credit financial promotions

SUP 15.2 Purpose

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 3.2 Application for admission to listing

REC 3.18 Membership

SUP 10A.14 Changes to an FCA-approved person's details

BIPRU 12.8 Cross-border and intra-group management of liquidity

LR 1.4 Miscellaneous

REC 2.14 Rules and consultation

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP 15.9 Notifications by members of financial conglomerates