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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

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SYSC 5.1 Skills, knowledge and expertise

EG 19.6 Regulated Activities Order 2001 (RAO)

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 12.1 Application and purpose

EG 19.1 Introduction

EG 20.1 Introduction

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 11.5 Other relevant powers

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COND 2.2 Location of offices

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 14.2 Choice of powers

SUP 5.5 Duties of firms

REC 4.6 The section 296 power to give directions

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

REC 3.26 Proposals to make regulatory provision

SUP 8.6 Publication of waivers

REC 4.2D Suspension and removal of financial instruments from trading