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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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REC 5.2 Application process

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COND 2.3 Effective supervision

CONC 13.1 Application

FIT 1.2 Introduction

COND 2.4 Appropriate resources

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REC 6.7 Notification rules for overseas recognised bodies

COLL 11.6 Winding up, merger and division of master UCITS

SUP 2.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

COLL 6.9 Independence, names and UCITS business restrictions

SUP 8A.1 Application, purpose and interpretation

EG 5.7 The relevance of settled cases to subsequent action