Search Result

441 - 460 of 1349 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation