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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

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LR 12.5 Purchase of own securities other than equity shares

LR 8.6 Criteria for approval as a sponsor

COCON 1.1 Application

EG 5.1 Settlement and the FCA – an overview

GEN 1.3 Emergency

TC 1.1 Who, what and where?

MCOB 2.7 Application to electronic media and distance communications

EG 19.13 The Consumer Protection Co-operation Regulation26

SYSC 22.2 Getting, giving and updating references: the main rules

GEN 5.1 Application and purpose

SUP 5.4 Appointment and reporting process

SUP 14.1 Application and purpose

BIPRU 3.4 Risk weights under the standardised approach to credit risk

FEES 13.2 The IML levy

SUP 12.2 Introduction

FEES 7.2 The CFEB levy

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 16.11 Product Sales Data Reporting

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS