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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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SYSC 1.4 Application of SYSC 11 to SYSC 22

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 22

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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