Related provisions for FEES 4.1.7

FEES 4.4.9D01/04/2013

3To the extent that a firm4 has provided the information required by FEES 4.4.7 D to the FCA as part of its compliance with another provision of the Handbook, it is deemed to have complied with the provisions of that direction.444

FEES 4.3.9G01/03/2016

If the payment made does not satisfy in full the periodic fees payable by all of the members of the group notified to the FCA26 under FEES 4.3.7 R, the FCA (in its own capacity and, if applicable, in its capacity as collection 17agent for the PRA)26 will apply the sum received among the firms which have been identified in the notification given under FEES 4.3.7R (1) in proportion to the amounts due from them. Each firm will remain responsible for the payment of the outstanding

FEES 7.2.9R01/04/2013

Table of rules in FEES 4that also apply to FEES 7 to the extent that in FEES 4 they apply to fees payable to the FCA 6

FEES 4 rules incorporated into FEES 7	Description
FEES 4.2.4 R	Method of payment
FEES 4.2.7B R	Calculation of periodic fee and tariff base for a firm's second financial year
FEES 4.2.8 R	How FEES 4.2.7 R applies in relation to an incoming EEA firm or an incoming Treaty firm
FEES 4.2.10 R	Extension of time
FEES 4.2.11 R (first entry only)	Due date and changes in permission for periodic fees
FEES 4.3.7 R	Groups of firms
FEES 4.3.13 R	Firms applying to cancel or vary permission before start of period
FEES 4.3.15 R	Firms acquiring businesses from other firms
FEES 4.4.1 R to FEES 4.4.6 R	Information on which fees are calculated

FEES 10.5.4R01/04/2015

Table of rules in FEES 4 that also apply in FEES 10.

FEES 4 incorporated into FEES 10	Description	Modifications
FEES 4.2.4 R	Method of payment	none
FEES 4.2.7B R	Calculation of periodic fees and tariff base for a firm's second financial year	none
FEES 4.2.7C G	Application of FEES	none
FEES 4.2.8 R	How FEES 4.2.7 R applies to an incoming EEA firm or an incoming Treaty firm	none
FEES 4.2.9 G	Fee payers ceasing to hold relevant status or reducing the scope of their permission after start of relevant period	Reference to column (1) of the table in FEES 4.2.11 R is a reference to FEES 10.1.2 G
FEES 4.3.7 R	Groups of firms	Reference to FEES 4.2.1 R is a reference to FEES 10.2.1 R.
FEES 4.3.13 R	Firms applying to cancel or vary permission before start of period	Reference toFEES 4.2.1 R is a reference to FEES 10.2.1 R.
FEES 4.3.15 R	Firms acquiring businesses from other firms	Reference to FEES 4.2.6 R and FEES 4.2.7 R is a reference to FEES 10.2.5 R Reference to FEES 4.2.1 R is a reference to FEES 10.2.1 R
FEES 4.4.1 R to FEES 4.4.6 R	Information on which fees are calculated	none

FEES 13.2.9R24/02/2017

Table of rules in FEES 4 that also apply to FEES 13 to the extent that in FEES 4 they apply to fees payable to the FCA.

FEES 4 rules incorporated into FEES 13	Description
FEES 4.2.4R	Method of payment
FEES 4.2.7GR to FEES 4.2.7KR	Calculation of periodic fee and tariff base for a firm’s second financial year
FEES 4.2.8R	How FEES 4.2.7R applies in relation to an incoming EEA firm or an incoming Treaty firm
FEES 4.2.10R	Extension of time
FEES 4.2.11R (first entry only)	Due date and changes in permission for periodic fees
FEES 4.3.7R	Group of firms
FEES 4.3.13R	Firms applying to cancel or vary permission before start of period
FEES 4.3.17R	Firms acquiring businesses from other firms
FEES 4.4.1R to FEES 4.4.6R	Information on which fees are calculated

REC 2.3.13G01/04/2013

(1) 4Under the standard approach, the amount of eligible financial resources is equal to six months of operating costs.(2) Under the standard approach, the FCA5 assumes liquid financial assets are needed to cover the costs that would be incurred during an orderly wind-down of the UK recognised body'sexempt activities, while continuing to satisfy all the recognition requirements and complying with any other obligations under the Act (including the obligations to pay periodic fees

Related provisions for FEES 4.1.7

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